Hire Resolve – Top Recruitment Agency
Ticking All Your Recruitment Needs
Ticking All Your Recruitment Needs
Hire Resolve is seeking a detail-oriented, highly motivated Junior Compliance Manager to join a leading Financial Services Provider (FSP) based in Pretoria, Gauteng. Reporting to senior compliance leadership, this full-time role focuses on supporting regulatory compliance frameworks, conducting FAIS and FICA monitoring, reviewing operational policies, and assisting with regulatory reporting.
Regulatory Compliance Monitoring: Conduct ongoing compliance reviews and risk assessments to ensure alignment with FAIS, FICA, POPIA, and key FSCA regulations.
Policy & Process Maintenance: Assist in drafting, updating, and implementing internal compliance policies, standard operating procedures, and risk management frameworks.
FICA & AML Screening: Review client onboarding documentation, perform anti-money laundering (AML) verification, and conduct PEP/sanctions screening.
Reporting & Documentation: Compile monthly compliance reports, track regulatory action logs, and assist with statutory filings to regulatory bodies.
Compliance Advisory & Training: Provide basic compliance guidance to internal operational teams and assist in delivering ongoing regulatory awareness training.
Education: Relevant Degree in Law (LLB), Commerce, BCom Law, or Compliance Management.
Experience: Minimum of 1 to 3 years of experience in a junior compliance or regulatory risk role within the Financial Services / FSP industry.
Regulatory Knowledge: Sound understanding of FAIS Act, FICA, POPIA, Treating Customers Fairly (TCF), and FSCA regulatory requirements.
Certifications: CISA / Compliance Institute South Africa membership or progress toward RE1/RE5 qualifications is highly advantageous.
Skills: Exceptional analytical capabilities, precise report-writing skills, high ethical standards, and strong communication abilities.
Location: Pretoria, Gauteng (Full-Time, Onsite).
Remuneration: R20,000 – R24,000 CTC per month (R240,000 – R288,000 per annum).
Industry: Financial Services Provider (FSP).
Contact Hire Resolve for your next career-changing move.
Our client is offering a highly competitive salary for this role based on experience.
Apply for this role today, contact Lidene Pienaar at Hire Resolve or on LinkedIn.
You can also visit the Hire Resolve website: www.hireresolve.us or email us your CV: lidene.pienaar@hireresolve.us
We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.
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